ABOUT US
Corporate Overview
Company Name | Ueda Yagi Securities Co., Ltd. |
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Address | 1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo 103-0021 JAPAN |
Establishment | April 12, 2007 |
Paid-in Capital | JPY 480 million |
Shareholder | Ueda Yagi Tanshi Co., Ltd. (100%) |
Managing Directors | Takaoki Makino (Representative Managing Director, President) Hiroshi Urabe (Managing Director, Head of Operations & Head of General Affairs) Nobukazu Kawahigashi (Managing Director, Head of Asset Management) Satoshi Tanaka(Managing Director, Head of Marketing) Toru Yuhara (Managing Director) Junji Okada (Managing Director) Motoo Takagi (Audit & Supervisory Board Member) |
License No. | Financial Instruments Firm Director of Kanto Local Finance Bureau (Financial Instruments Business Operator) No.29 |
Self-regulatory Organization Membership | Japan Securities Dealers Association Japan Investment Advisers Association Type II Financial Instruments Firms Association Japan Investors Protection Fund |
Core Business | Securities Business (Type I Financial Instruments Business) LPS Distribution Business (Type II Financial Instruments Business) Non-discretionary Investment Advisory Business Discretionary Investment Management Business |
Number of MDs and Employees | 24 (as of June 2018) |


Access map
Ueda Yagi Securities Co., Ltd.
Shin-Nihonbashi Building 6F,
1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo, 1030021 Japan
TEL: +81-3-3270-2845
2 min. walk from Exit B3/B5 at Mitsukoshi-Mae Station
(Tokyo Metro Z09 / G10)
5 min. walk from Exit A4 at Nihombashi Station (Tokyo Metro T10 / G11)
10 min. walk from Nihombashi Entrance of JR Tokyo Station

Company History
December 1998
Commercial banks permitted to distribute investment trusts under the Securities and Exchange Law of Japan. Ueda Tanshi started its hedge funds distribution business.
July 2001
Ueda Tanshi merged with Yagi Tanshi and changed its business name to Ueda Yagi Tanshi Co., Ltd.
Trust Fund Division was organized to conduct hedge funds distribution business.
April 2007
Ueda Yagi Tanshi Securities (Preparation) Co., Ltd. was formed.
June 2007
The company was registered as a “Securities Company” under the Securities and Exchange Law of Japan and changed its company name to Ueda Yagi Securities Co., Ltd.
September 2007
Ueda Yagi Tanshi Co., Ltd. transferred its hedge fund distribution business to Ueda Yagi Securities Co., Ltd. (“UYS”)
UYS commenced securities business and was registered as a “Financial Instruments Business Operator” with the Financial Services Agency of Japan pursuant to the Financial Instruments and Exchange Law of Japan. (Type I Financial Instruments Business)
April 2008
Amendment to the registration (adding Investment Advisory & Agency Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.
November 2009
Amendment to the registration (adding Discretionary Investment Management Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.
January 2018
Amendment to the registration (adding LPS distribution business (Type II Financial Instruments Business) to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.