HOMEEnglish_TOPABOUT USCorporate Overview and Company History

ABOUT US

Company Name Ueda Yagi Securities Co., Ltd.
Address 1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo 103-0021 JAPAN
Establishment April 12, 2007
Paid-in Capital JPY 480 million
Shareholder Ueda Yagi Tanshi Co., Ltd. (100%)
Managing Directors Takaoki Makino (Representative Managing Director, President)
Hiroshi Urabe (Managing Director, Head of Operations & Head of General Affairs)
Nobukazu Kawahigashi (Managing Director, Head of Asset Management)
Satoshi Tanaka(Managing Director, Head of Marketing)
Toru Yuhara (Managing Director)
Junji Okada (Managing Director)
Motoo Takagi (Audit & Supervisory Board Member)
License No. Financial Instruments Firm
Director of Kanto Local Finance Bureau (Financial Instruments
Business Operator) No.29
Self-regulatory Organization Membership Japan Securities Dealers Association
Japan Investment Advisers Association
Type II Financial Instruments Firms Association
Japan Investors Protection Fund
Core Business Securities Business (Type I Financial Instruments Business)
LPS Distribution Business (Type II Financial Instruments Business)
Non-discretionary Investment Advisory Business
Discretionary Investment Management Business
Number of MDs and Employees 24 (as of June 2018)

Ueda Yagi Securities Co., Ltd.

Shin-Nihonbashi Building 6F,
1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo, 1030021 Japan

TEL: +81-3-3270-2845

2 min. walk from Exit B3/B5 at Mitsukoshi-Mae Station
(Tokyo Metro Z09 / G10)
5 min. walk from Exit A4 at Nihombashi Station (Tokyo Metro T10 / G11)
10 min. walk from Nihombashi Entrance of JR Tokyo Station

アクセスマップのPDF

December 1998

Commercial banks permitted to distribute investment trusts under the Securities and Exchange Law of Japan. Ueda Tanshi started its hedge funds distribution business.

July 2001

Ueda Tanshi merged with Yagi Tanshi and changed its business name to Ueda Yagi Tanshi Co., Ltd.
Trust Fund Division was organized to conduct hedge funds distribution business.

April 2007

Ueda Yagi Tanshi Securities (Preparation) Co., Ltd. was formed.

June 2007

The company was registered as a “Securities Company” under the Securities and Exchange Law of Japan and changed its company name to Ueda Yagi Securities Co., Ltd.

September 2007

Ueda Yagi Tanshi Co., Ltd. transferred its hedge fund distribution business to Ueda Yagi Securities Co., Ltd. (“UYS”)
UYS commenced securities business and was registered as a “Financial Instruments Business Operator” with the Financial Services Agency of Japan pursuant to the Financial Instruments and Exchange Law of Japan. (Type I Financial Instruments Business)

April 2008

Amendment to the registration (adding Investment Advisory & Agency Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.

November 2009

Amendment to the registration (adding Discretionary Investment Management Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.

January 2018

Amendment to the registration (adding LPS distribution business (Type II Financial Instruments Business) to our line of business) was filed under the Financial Instruments and Exchange Law of Japan.

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