ABOUT US
Corporate Overview
| Company Name | Ueda Yagi Securities Co., Ltd. |
|---|---|
| Address | 1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo 103-0021 JAPAN |
| Establishment | April 12, 2007 |
| Paid-in Capital | JPY 480 million |
| Shareholder | Ueda Yagi Tanshi Co., Ltd. (100%) |
| Managing Directors | Nobukazu Kawahigashi (Chief Executive Officer / Chief Investment Officer) Hiroshi Urabe (Executive Managing Director, Business Administration and General Affairs) Satoshi Tanaka(Managing Director, Marketing and Institutional Sales) Toru Yuhara (Managing Director) Junji Okada (Audit & Supervisory Board Member) |
| License No. | Financial Instruments Business Operator Director of Kanto Local Finance Bureau (Financial Instruments Business Operator) No.29 |
| Self-regulatory Organization Membership | Japan Securities Dealers Association Japan Investment Advisers Association Type II Financial Instruments Firms Association Japan Investors Protection Fund |
| Core Business | Securities Business (Type I Financial Instruments Business) LPS Distribution Business (Type II Financial Instruments Business) Non-discretionary Investment Advisory Business Discretionary Investment Management Business |
| Phone number | +81-3-3270-2845 |
| Number of MDs and Employees | 27 (as of July 2024) |
Company History
| December 1998 | Commercial banks permitted to distribute investment trusts under the Securities and Exchange Law of Japan. Ueda Tanshi started its hedge funds distribution business. |
|---|---|
| July 2001 | Ueda Tanshi merged with Yagi Tanshi and changed its business name to Ueda Yagi Tanshi Co., Ltd. Trust Fund Division was organized to conduct hedge funds distribution business. |
| April 2007 | Ueda Yagi Tanshi Securities (Preparation) Co., Ltd. was formed. |
| June 2007 | The company was registered as a “Securities Company” under the Securities and Exchange Law of Japan and changed its company name to Ueda Yagi Securities Co., Ltd. |
| September 2007 | Ueda Yagi Tanshi Co., Ltd. transferred its hedge fund distribution business to Ueda Yagi Securities Co., Ltd. (“UYS”) UYS commenced securities business and was registered as a “Financial Instruments Business Operator” with the Financial Services Agency of Japan pursuant to the Financial Instruments and Exchange Law of Japan. (Type I Financial Instruments Business) |
| April 2008 | Amendment to the registration (adding Investment Advisory & Agency Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan. |
| November 2009 | Amendment to the registration (adding Discretionary Investment Management Business to our line of business) was filed under the Financial Instruments and Exchange Law of Japan. |
| January 2018 | Amendment to the registration (adding LPS distribution business (Type II Financial Instruments Business) to our line of business) was filed under the Financial Instruments and Exchange Law of Japan. |
Ueda Yagi Securities Co., Ltd.
Shin-Nihonbashi Building 6F,
1-1-9, Nihonbashi-Hongokucho, Chuo-ku, Tokyo, 1030021 Japan
TEL: +81-3-3270-2845
2 min. walk from Exit B3/B5 at Mitsukoshi-Mae Station
(Tokyo Metro Z09 / G10)
5 min. walk from Exit A4 at Nihombashi Station (Tokyo Metro T10 / G11)
10 min. walk from Nihombashi Entrance of JR Tokyo Station